Website Search
Find information on spaces, staff, and services.
Catalog Search
Books
Principles of securities regulation
- Author / Creator
- Available as
- Physical
Details
Checking for availability...
- Creator
- Thomas Lee Hazen, Cary C. Boshamer Distinguished Professor of Law, the University of North Carolina at Chapel Hill
- Other Title
-
- Securities regulation
- Format
- Books
- Language
- English
- Publication
-
- Fifth edition
- St. Paul, MN : West Academic Publishing, [2021]
- Series
- Physical Details
-
- xvi, 522 pages ; 24 cm
- ISBNs
- 9781642424102, 1642424102
- OCLC
- on1225624932
- Includes bibliographical references and index.
- The basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale: corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices: manipulation, stabilization and hot issues -- Liability under the Securities Act of 1933 -- State blue sky laws -- Securities Exchange Act of 1934: registration and reporting requirements for publicly traded companies -- Shareholder suffrage: proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud -- Insider reporting and short-swing trading: 1934 Act [section] 16 -- Market regulation; broker-dealers -- Debt securities and protection of bondholders: the Trust Indenture Act of 1939 -- Federal regulation of investment companies: the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- SEC enforcement -- Jurisdictional aspects -- Related laws