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Securities regulation
- Author / Creator
- Available as
- Physical
Details
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- Creator
- Marc I. Steinberg
- Format
- Books
- Language
- English
- Publication
-
- Revised fifth edition
- New Providence, NJ : LexisNexis, [2009]
- ©2009
- Physical Details
-
- xxxii, 1010 pages, 25 unnumbered pages ; 27 cm
- ISBNs
- 9781422470473, 1422470474
- OCLC
- ocn465692092
- Includes bibliographical references and index.
- An introduction to securities regulation -- Definition of a "security" -- Primary issuer transactional exemptions from registration -- The registration process -- Disclosure, materiality and Sarbanes-Oxley -- Resales and reorganizations -- The concept of due diligence and its ramification -- Section 10(b) and related issues -- Alternative provisions -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- Securities law enforcement -- The role of counsel -- Selected topics in securities regulation