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Study on investment advisers and broker-dealers : as required by section 913 of the Dodd-Frank Wall Street Reform and Consumer Protection Act
- Available as
- Online
Details
- Format
- Books
- Language
- English
- Contributors
- Publication
-
- [Washington, D.C.] : U.S. Securities and Exchange Commission, [2011]
- Physical Details
-
- 1 online resource (x, 166 pages, A-1 - A-27 pages, B-1 pages)
- OCLC
- ocn698850642
- Title from Web page (U.S. Securities and Exchange Commission Web site, viewed Jan. 28, 2011).
- "This is a study by the staff of the U.S. Securities and Exchange Commission. The Commission has expressed no view regarding the analysis, findings, or conclusions contained herein."
- "January 2011."
- Includes bibliographical references.