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| LEADER | 03009cam a2200397 a 4500 | |
| 001 | 9983708183602122 | |
| 005 | 20101014125612.0 | |
| 008 | 091027t20092009mnu 001 0 eng | |
| 010 | $a 2009499216 | |
| 020 | $a0314187979 (hbk.) | |
| 020 | $a9780314187970 (hbk.) | |
| 035 | $a(OCoLC)ocn423062106 | |
| 035 | $a(WU)8370818-uwmadisondb | |
| 035 | $a(EXLNZ-01UWI_NETWORK)9910093573602121 | |
| 040 | $aDLC$beng$cDLC$dONL$dONS$dILI$dUTV$dTKF$dYDXCP$dDEBBG$dSZY | |
| 043 | $an-us--- | |
| 050 | 00 | $aKF1439$b.H39 2009 |
| 084 | $aPU 5410$2rvk | |
| 100 | 1_ | $aHazen, Thomas Lee,$d1947- |
| 245 | 14 | $aThe law of securities regulation /$cby Thomas Lee Hazen. |
| 246 | 18 | $aSecurities regulation |
| 250 | $aSixth edition. | |
| 264 | _1 | $aSt. Paul, MN :$bThomson/West,$c[2009] |
| 264 | _4 | $c©2009 |
| 300 | $axxxiii, 862 pages ;$c26 cm. | |
| 336 | $atext$btxt$2rdacontent | |
| 337 | $aunmediated$bn$2rdamedia | |
| 338 | $avolume$bnc$2rdacarrier | |
| 490 | 1_ | $aHornbook series |
| 500 | $aIncludes index. | |
| 504 | $aIncludes bibliographical references and index. | |
| 505 | 0_ | $aThe basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale: corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices: manipulation, stabilization and hot issues -- Remedies for violation of the Securities Act of 1933 (and other consequences of deficient registration statements) -- State securities laws ("blue sky" laws) -- Securities Exchange Act of 1934: registration and reporting requirements for publicly traded companies -- Shareholder suffrage: proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud: civil liability; implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; improper trading on nonpublic material information -- Insider reporting and short-swing trading: Securities Exchange Act section 16 -- Market regulation and broker-dealer regulation -- Arbitration of broker-dealer disputes -- Operation of the Securities and Exchange Commission -- Jurisdictional aspects -- Debt securities and protection of bondholders: The Trust Indenture Act of 1939 -- Federal regulation of investment companies: The Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- Special problems and overview of related laws. |
| 520 | 2_ | $a"This Hornbook is a one volume version and a substantial abridgment of my seven volume Treatise on Securities Regulation (Practitioner's Edition). The Hornbook is designed for students but can also serve as a desk book for lawyers desiring an overview of the law. The Sixth Edition was revised in 2008 to reflect some important recent developments including the 1933 Act offering reform rules."--p. v. |
| 525 | $aKept up-to-date by pocket parts. | |
| 650 | _0 | $aSecurities$zUnited States. |
| 830 | _0 | $aHornbook series. |
| 997 | $aMARCIVE | |