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Securities regulation in a nutshell
- Author / Creator
- Available as
- Physical
Details
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- Creator
- Thomas Lee Hazen (Cary C. Boshamer Distinguished Professor of Law, the University of North Carolina at Chapel Hill)
- Other Title
-
- Securities regulation
- Format
- Books
- Language
- English
- Publication
-
- Twelfth edition
- St. Paul, MN : West Academic Publishing, [2021]
- Series
- Physical Details
-
- xxxvii, 425 pages ; 19 cm
- ISBNs
- 9781642423983, 164242398X
- OCLC
- on1223012318
- Includes index.
- Introduction -- The 1933 Act's regulation of public offerings - Introduction to the 1934 Act's regulation of publicly-Held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation