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Securities regulation

Palmiter, Alan R., author

Publication Details Click to collapse Cite/Export

  • Creator Alan R. Palmiter (Howard L. Oleck Professor of Business Law, Wake Forest University)
  • Format Books
  • Publication
    • Seventh edition
    • New York : Wolters Kluwer, [2017]
    • ©2017
  • Series
  • Physical Details
    • xxv, 666 pages ; 26 cm
  • ISBNs 9781454881308, 1454881305
  • OCLC ocn975176428

Notes

  • Includes index.

Contents

  • Introduction to securities markets and regulation -- Definition of security -- Materiality -- Registration of securities offerings -- Exemptions from Securities Act registration -- Securities Act liability -- Secondary and other postoffering distributions -- Securities Exchange Act of 1934 -- Rule 10b-5 -- Insider trading -- Regulation of securities industry -- Public enforcement -- U.S. regulation of cross-border securities transactions
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