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Securities regulation in a nutshell

Hazen, Thomas Lee, 1947- author

Publication Details Click to collapse Cite/Export

  • Creator Thomas Lee Hazen (Cary C. Boshamer Distinguished Professor of Law, the University of North Carolina at Chapel Hill)
  • Other Title
    • Securities regulation
  • Format Books
  • Publication
    • Eleventh edition, [Corrected edition]
    • St. Paul, MN : West Academic Publishing, [2016]
    • ©2016
  • Series
  • Physical Details
    • xxxv, 409 pages ; 19 cm
  • ISBNs 9781683283188, 168328318X
  • OCLC ocn953981292

Notes

  • Corrected printing of the eleventh edition restores full text of chapter 9 which was misprinted in previous printing; with new ISBN and adjusted pagination.
  • Includes index.

Contents

  • Regulation of public offerings -- Introduction to the regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation
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