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Understanding securities law

Steinberg, Marc I. author

Publication Details Click to collapse Cite/Export

  • Creator Marc I. Steinberg, Radford Professor of Law, School of Law, Southern Methodist University
  • Format Books
  • Publication
    • Sixth Edition
    • New Providence, NJ : LexisNexis, 2014
  • Series
  • Physical Details
    • xxv, 520 pages, 11 pages, 3 pages, 7 pages ; 25 cm
  • ISBNs 9781422482223, 1422482227
  • OCLC ocn869066607

Notes

  • Includes bibliographical references and index.

Contents

  • Definition of a security -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley, and Dodd-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement
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