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Securities regulation : examples & explanations
- Author / Creator
- Available as
- Physical
Details
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- Creator
- Alan R. Palmiter, Howard L. Oleck Professor of Business Law, Wake Forest University
- Format
- Books
- Language
- English
- Publication
-
- Sixth edition
- New York : Wolters Kluwer Law & Business, 2014
- Physical Details
-
- xxv, 656 pages ; 26 cm
- ISBNs
- 9781454833925, 1454833920
- OCLC
- ocn870530938
- Includes index.
- Introduction to securities markets and regulation -- Definition of security -- Materiality -- Registration of securities offerings -- Exemptions from Securities Act registration -- Securities Act liability -- Secondary and other postoffering distributions -- Securities Exchange Act of 1934 -- Rule 10b-5 -- Insider trading -- Regulation of securities industry -- Public enforcement -- U.S. regulation of cross-border securities transactions