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Securities regulation in a nutshell
- Author / Creator
- Available as
- Physical
Details
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- Creator
- by Thomas Lee Hazen
- Format
- Books
- Language
- English
- Publication
-
- Tenth edition
- St. Paul, MN : West, [2009]
- ©2009
- Series
- Physical Details
-
- xlix, 361 pages ; 19 cm
- ISBNs
- 9780314187987, 0314187987
- OCLC
- ocn438187675
- Previous edition: Securities regulation in a nutshell / by Thomas Lee Hazen and David L. Ratner. 9th ed. 2006.
- Includes index.
- Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation